-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEiz0A5ngpyQAaEqVEqV2GvscLPdZemtCMLO9GDl0QmbNpOfNSC2yZIQFx1bS9fF 18iQzg8KQNFZaw5ljGXuCQ== 0000906387-97-000028.txt : 19970223 0000906387-97-000028.hdr.sgml : 19970223 ACCESSION NUMBER: 0000906387-97-000028 CONFORMED SUBMISSION TYPE: SC 13G/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: NASD GROUP MEMBERS: BATTERSON JOHNSON & WANG, L.P. GROUP MEMBERS: BATTERSON LEONARD A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS SUPERCONDUCTOR CORPORATION CENTRAL INDEX KEY: 0000888693 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 363688459 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45362 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 451 KINGSTON COURT CITY: MOUNT PROSPECT STATE: IL ZIP: 60056 BUSINESS PHONE: 8473919400 MAIL ADDRESS: STREET 1: 451 KINGSTON COURT CITY: MT PROSPECT STATE: IL ZIP: 60056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BATTERSON LEONARD A CENTRAL INDEX KEY: 0001034213 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BATTERSON JOHNSON & WNG STREET 2: 303 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . .14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 29549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ILLINOIS SUPERCONDUCTOR CORPORATION (Name of Issuer) COMMON STOCK, par value $.001 per share (Title of Class of Securities) 452284 10 2 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 452284 10 2 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BATTERSON JOHNSON & WANG, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 598,018 See Item 4 for additional information. 6 SHARED VOTING POWER - -0- See Item 4 for additional information. 7 SOLE DISPOSITIVE POWER 598,018 See Item 4 for additional information. 8 SHARED DISPOSITIVE POWER - -0- See Item 4 for additional information. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 598,018 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.4% 12 TYPE OF REPORTING PERSON* PN SCHEDULE 13G CUSIP NO. 452284 10 2 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Leonard A. Batterson 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 2,000 See Item 4 for additional information. 6 SHARED VOTING POWER 598,018 See Item 4 for additional information. 7 SOLE DISPOSITIVE POWER 2,000 See Item 4 for additional information. 8 SHARED DISPOSITIVE POWER 598,018 See Item 4 for additional information. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000 See Item 4 for additional information. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ X ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% 12 TYPE OF REPORTING PERSON* IN Item 1(a) Name of Issuer: Illinois Superconductor Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 451 Kingston Court Mt. Prospect, Illinois 60056 Item 2(a) Name of Person Filing: Batterson Johnson & Wang, L.P. Leonard A. Batterson Item 2(b) Address of Principal Business Office: Batterson Johnson & Wang, L.P. 303 West Madison Street Chicago, Illinois 60606-3309 Leonard A. Batterson c/o Batterson Johnson & Wang, L.P. 303 West Madison Street Chicago, Illinois 60606-3309 Item 2(c) Citizenship: Batterson Johnson & Wang, L.P.: Delaware Leonard A. Batterson: U.S.A. Item 2(d) Title of Class of Securities: Common Stock, par value $.001 per share Item 2(e) CUSIP Number: 452284 10 2 Item 3. Type of Person: Not Applicable. Item 4. Ownership: (a) Amount Beneficially Owned: Batterson Johnson & Wang, L.P.: 598,018 (1) Leonard A. Batterson: 2,000 (2)(3) (b) Percent of Class: Batterson Johnson & Wang, L.P.: 15.7% (1) Leonard A. Batterson: 0.0% (2)(3) (c) Number of shares as to which person has: Batterson Johnson & Wang, L.P.: (i) sole power to vote or to direct the vote: 598,018 (1) (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 598,018 (1) (iv) shared power to dispose or to direct the disposition of: -0- Leonard A. Batterson: (i) sole power to vote or to direct the vote: 2,000 (2)(3) (ii) shared power to vote or to direct the vote: 598,018 (2)(3) (iii) sole power to dispose or to direct the disposition of: 2,000 (2)(3) (iv) shared power to dispose or to direct the disposition of: 598,018 (2)(3) (1) Includes an aggregate of 221,515 shares issuable upon exercise of warrants presently exercisable by Batterson Johnson & Wang, L.P. ("BJ&W"). (2) Represents shares issuable upon exercise of options presently exercisable. (3) Leonard Batterson is the managing general partner of BJ&W and in such capacity he shares voting and investment power with respect to shares held by BJ&W and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock directly owned by BJ&W. Mr. Batterson disclaims this beneficial ownership. Item 5. Ownership of Five Percent or less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 BATTERSON JOHNSON & WANG, L.P. By: /s/ LEONARD A. BATTERSON -------------------------------- Its: General Partner SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 /s/ LEONARD A. BATTERSON - ------------------------------- Leonard A. Batterson -----END PRIVACY-ENHANCED MESSAGE-----